Selected Documents on Japan’s Decision for War, July – October 1941

From The Japanese Monographs (http://www.ibiblio.org/pha/monos/)

 

Cabinet Planning Board Report, “Resources Necessary to be Mobilized for the Execution of War,” 29 July 1941

From the time of the outbreak of the China Incident, Japan has been endeavoring to establish a production structure to insure self- sustenance. So far, this has proven impossible as Japan, in the past, depended so heavily upon international economy, particularly British and American. Further, Japan's national policy to establish a new order in the Far East has resulted in hindering diplomatic negotiations with the Netherlands East Indies in regard to the procurement of oil. The outbreak of the European war was another important factor in preventing the establishment of a self-supporting production structure in Japan by preventing the importation of machinery from Germany and Italy, or from Switzerland through Germany or Italy, which is vitally necessary for the production of strategic materials.

During the latter half of last year, Japan endeavored to become self-supporting within the East Asia Coprosperity Sphere and increased her stocks of materials by importing from Germany, Italy and the Soviet Union all essential items possible from those countries, and, as far as possible, materials from the United States and Great Britain and countries under their influence, prior to the severance of diplomatic relations with the United States and Great Britain. However, owing to the condition of Japan's gold reserve, maritime transportation capacity and storage facilities at that time, these special imports failed to meet the requirements of Japan's prospective war effort. Meanwhile, war between Germany and the Soviet Union prevented further importation of materials from Germany and Italy. This has placed Japan economically at a great disadvantage.

If Japan desires to maintain her present production power and acquire a quantity of material equal to that produced during 1940, she must secure certain vital strategic materials. To do this, it would be necessary to import large quantities of materials from countries outside Japan's self-supporting sphere [1] and her first sphere of supply [2]. It must also be borne in mind that Japan has always depended on areas under the influence of Great Britain and the United States for these strategic materials. This must be given careful consideration when Imperial General Headquarters draws up its plan for war. Japan must be fully prepared to face this grave situation in the event of a complete severance of economic relations with Great Britain and the United States.

In other words, Japan's materials war potential must depend upon the productive power of the self-supporting sphere and the first sphere of supply with the existing stock, and, in the future, upon the increase in productive power by utilizing operational gains. This is a basic factor in Japan's decision when considering the type of war to be executed.

It is, therefore, absolutely essential that Japan obtain operational results within the shortest possible time, in view of her limited strength, and that she must secure new sources of materials by utilizing operational gains before her stocks are exhausted.

In the past, when there were possibilities of peace between belligerent countries upon the achievement of success in certain operations, wars could be successful when the country already had stockpiles of certain materials, but in modern warfare, final victory can only be attained by a country prepared to fight a protracted war on the strength of its self-supporting productive capacity.

An examination of the relation between stockpiles of strategically important materials of the Japanese Empire under the control of the Japanese Government and civilian authorities (not including material) already distributed to the Armed Forces) and the amounts required for operational purposes showed that it would be necessary to produce or obtain fresh supplies of important materials within the following period:

     Nickel and nickel ore ................. about two months
 
     Manganese ore ......................... about four months
   
     Pitch-cokes ........................... about four months
 
     Manila hemp ........................... about one month
 
     First-class crude oil ................. about four months
 
     Second-class crude oil ................ about six months
 
     Aviation gasoline ..................... about one to five months
 
     Ordinary gasoline ..................... about two months and a half
 
     Heavy oil ............................. about one month and a half
 
     Ordinary machine oil .................. about two months and a half
 
     Light oil ............................. about 10 days
 
     Kerosene .............................. about three months
 
     Semisolid lubricating oil ............. about three months
 
     Castor oil ............................ about six months

In other words, should Great Britain, the United States and the Netherlands East Indies, as well as other islands in the South Pacific and the South American nations, sever economic relations with Japan, it would be necessary to obtain these materials by force of arms within the specified periods. This point would have to be carefully considered in carrying out operations. Moreover, immediately after entering into a state of war with Great Britain and the United States, materials which had been imported from such countries as South America and India, such as cobalt, cobalt ore, platinum ore, lead and lead ore, quicksilver, high-class asbestos, high-class mica and tannin, which it would be impossible to obtain from either the "sphere of self-sufficiency" or the "first supply sphere" would have to be supplied from stock. As the quantity of these materials in stock is so limited that it would soon be exhausted, every possible effort must be made to produce substitutes. A review of the present state of our industry shows little hope of a rapid increase in production of such substitutes; therefore, it will be necessary to drastically control and economize on the consumption of products made from these materials, as well as in the use of these materials themselves.

In regard to maritime transport capacity, which constitutes a bottleneck in productive capacity, unless the absolute command of the sea and air bases in the Southern area is secured immediately our shipping losses will exceed our shipbuilding capacity. This would affect the over-all productivity of the country. Therefore, every effort must be made to destroy enemy naval and air bases as quickly as possible.

[1] Japan's "self-supporting sphere" covered Japan, Manchuria and occupied China.

[2] The "first sphere of supply" signified the area Japan anticipated occupying during the initial stage of the war and included the Philippines, Borneo, Netherlands East Indies, Malaya, French Indo-China and Thailand.

 

Explanation by Chief of Naval General Staff Nagano at the Imperial Conference of 6 September 1941

The Prime Minister has just given a generalized explanation, stating that the Empire should concentrate her efforts on surmounting the present crisis by peaceful ways und means in order to insure the Empire's future development and stability. From the operational standpoint of Imperial General Headquarters, based on the assumption that a peaceful solution has not been found and war is inevitable, the Empire's oil supply, as well as the stockpiles of many other important war materials, is being depleted day by day with the result that the national defense power is gradually diminishing. If this deplorable situation is left unchecked, I believe that, after a lapse of some time, the nation's vitality will deteriorate and ultimately fall into dire straits. On the other hand, the defense of military installations and key points of Britain, the United States and other countries in the Far East, as well as military preparations of these nations, particularly those of the United States, are being strengthened and augmented at a fantastic tempo. By the latter half of next year, military preparations of the United States will have made such rapid strides that we will find it difficult to oppose them. Therefore, wasting time now can prove disastrous for the Empire. Such being the case, if our minimum demands for the Empire's self-existence and self-defense are not recognized in diplomatic negotiations and if ultimately a war becomes inevitable, I believe that it is imperative for the Empire that it should first make the fullest preparations and lose no time in carrying out positive operations with firm determination, in order that it can find a way out of the difficult situation.

In regard to the prospect of war, we can perceive a strong possibility that the opponent will carry on a prolonged war. Therefore, the Empire must resolve and prepare for it. If the opponent should attempt a short and decisive action and challenge us by advancing with the main force of its naval strength, it would be a desirable situation. At this time, when the European war is still being fought, the naval strength which Britain can afford to dispatch to the Far East will be subjected to considerable restriction. Therefore, in case we intercept the combined Anglo-American Fleet on our anticipated area of decisive battle, I am confident that the chances are in our favor if we take into account full utilization of land based aircraft. However, even when the Empire gains a victory in this decisive battle, such a victory alone would not end the war. In all probability, the opponent will then switch to a prolonged war based on the strength of his superiority in industrial power and resources.

Our Empire has not means by which to subjugate the enemy by invasion operations or to break his will to fight. Moreover, a long war is what we least desire because of the meagerness of our domestic resources. However, if we should enter into a long war, the first requisite for enduring it is to promptly occupy, at the outset, the enemy's strategic points and areas rich in natural resources, complete a solid operational setup and, at the same time, acquire from our sphere of influence vitally needed matarials. If this first-stage operation should be accomplished promptly, the Empire then will be in a position to secure strategic points in the Southwest Pacific, even if military preparations of the United States develop as scheduled, and we shall be able to establish the foundation for a long war by maintaining an invincible position. It is my belief that the course of events thereafter will be mostly determined by the nation's total strength and the development of the world situation.

Thus, success or failure of the first-stage operations will have a tremendous bearing on the outcome of the war. However, the prerequisites for augmenting the probabilities of success in the first-stage operations are, first, to decide upon the declaration of war promptly while considering the actual war potential of both sides; secondly, to take the initiative without being circumvented by the opponent; and thirdly, to take into consideration the weather conditions in the theater of operations from the viewpoint of facilitating operations.

Based upon the aforementioned considerations, we have set the time for vital decision as given in this plan.

Needless to say, we intend to push preparations for military operations prudently, taking into full account the developments of diplomatic negotiations. I would like to add one more word. We must seek with utmost efforts the way by which we can surmount the present crisis peacefully and insure the development and stability of the Empire. We must avoid any war which can be avoided. But at the same time, for the future interest of our Empire we must not be forced into a position where we would have to fight under extremely disadvantageous conditions.

My views on the aspect of military preparations, as given in my explanation herein, have been prepared solely on the assumption that war cannot be avoided.

 

Explanation by Chief of Army General Staff Sugiyama at the Imperial Conference of 6 September 1941

The Army Section wholly agrees with the explanation given by the Chief of Naval General Staff. Therefore, I will confine my explanation mainly to the relationship between preparations for war and diplomatic negotiations.

Is evidenced by the previous explanation delivered by Premier Konoye and in view of the present urgent situation, especially of the gradual decrease in the potentiality of our national strength, it is my firm conviction that the time has come for the Empire to decide on peace or war. Furthermore, it has become imperative for Imperial General Headquarters to make immediate and necessary preparations for military operations to cope with both peace and war.

If we should play into the hands of the United States and Great Britain by being driven into the prolonging of diplomatic negotiations at a time when the situation is urgent, the potentiality of the Empire's national defense strength would gradually decrease while at the same time the armament of the United States, and Britain would gradually increase. Such a situation would make our military operations more difficult and place us in a position where we would be forced to lose the advantage of surmounting the obstacles created by the United States and Britain. Therefore, we must open hostilities against the United States and Britain while we have confidence in waging war against them. Thus, after considering the meteorological conditions in the anticipated theater of operations, we have decided that the appropriate time for the completion of war preparations is the middle of October.

Furthermore, the Empire at this time should take final diplomatic action to determine peace or war. Until such time, the Imperial General Headquarters must take such precautions regarding the execution of the preparations for military operations as to ensure its actions will not arouse the United States and Britain and as the result place us in a disadvantageous position in our diplomatic negotiations.

However, in case we are unable to attain our diplomatic aims, we must immediately decide to declare war on the United States and Britain and hasten the preparations for war. Preparations must be completed by the middle of October, including the dispatch of reinforcements to southern French Indo-China. Our determination as to whether or not to open hostilities should be established by early October at the latest in consideration of the viewpoint of troop movements.

As for the northern area, I believe that we do not have to worry about any contingencies in that theater during our southern operations inasmuch as the preparations for anti-Soviet operations which the Empire has been conducting since the outbreak of the German-Soviet war are already being further strengthened and accelerated.

I believe that the ultimate coalition between the United States and the Soviet Union is natural, but due to climatic restrictions large-scale operations in the north during winter are very difficult. Moreover, even if the United States and the Soviet Union should join together and launch military movements from some of their aircraft and submarines, the possibility of full-scale operations is very small. Therefore, I believe that we would be able to cope with any change of situation in the north after next spring if we succeed in bringing a speedy end to the operations in the south. On the other hand, if we should lose this seasonably favorable opportunity, it would be quite difficult later to secure impregnability in the north, while carrying on military operations in the south.

In conclusion, I want to emphasize that if the situation should result in a war in the south, the Empire should immediately disclose her intention to Germany and Italy and tighten the agreement with those two countries so that Japan, Germany and Italy can cooperate closely to achieve the common objectives of the war. The most important item in the direction of war is to prevent Germany and Italy from concluding a separate peace with the United States and Britain.

 

Explanation by President of the Planning Board Suzuki at the Imperial Conference of 5 September 1941

I wish to offer my explanation on the potentiality of the national power of our Empire. In my opinion we do not have to worry about the moral strength of the nation or the manpower which constitutes the source of our national strength regardless of any situation which may confront us in the future. Our main problem is maintaining stockpiles of materials.

From the first our national economy has been founded and developed on trade with the United States, Britain and with countries within the sphere of British influence. Thus, we have been relying on supplies from abroad for most of the critical materials.

To cope with the worst situation, which it is realized will come sooner or later, I have been trying, since the outbreak of the China Incident, to have the economy of this country reject its dependence upon the overseas sources by planning the exploitation of resources and the development as well as the boosting of productive power, within the self-sustaining sphere. However, as a result of the rapid change in the world situation since the outbreak of the war in Europe, especially of the aggravation of the relationship between Japan and the United States since last summer, it is expected that, despite the fact that the development and boosting of the productive power of this country has not reached a sufficient level, we shall have to be fully prepared to rapidly from ourselves of economic dependence on the United States and Britain.

For this reason, critical materials have been purchased amounting to 660,000,000 yen since the latter part of last year. It the same time, we have tried to supplement the deficiency by taking advantage of our relations with Germany and the Soviet Union. The outbreak of war between Germany and the Soviet Union this June, however, forced us to abandon this line of action. Accordingly, the material potentiality of the Empire's national strength has been forced to depend entirely upon her own productive power and that of Manchuria, China, French Indo-China and Thailand, which are under the influence of our armed forces, and also upon the already accumulated critical materials.

Consequently, under the present situation of total economic rupture with the United States and Britain, the potentiality of our national strength will be weakened day by day. The reserve of liquid fuel, which is a matter of importance, will be depleted by next June or July, regardless of the strict wartime restrictions which may be imposed on civilian demands. Therefore, it is absolutely necessary for the self-existence of the Empire to make a definite decision and establish and stabilize a firm economic foundation.

If the establishment of such an economic foundation must be executed by military strength, our national productivity is expected to decline for the time being to about one-half of the present productivity due to surface transportation capacity and other causes. Consequently, from the point of view of materials, I think utmost efforts must be made to shorten the period of productive declination and, at the same time, plane must be drawn up immediately to exploit the successes gained from military achievements.

If the strategic points in the Southern area can be secured by us in three or four months, it is estimated that we would be able to acquire some supplies of petroleum, aluminum ore, nickel, raw rubber and tin in about six months or thereabouts and utilize them fully after two years. However, since those plans depend upon military successes, there might be some occasions when things would not develop as expected. Therefore, we have been conducting research on means to cope with such a situation.

High octane gas, cobalt and a few other critical materials may be difficult to obtain even though the Southern area is occupied, but they will not constitute a great obstacle to the maintenance and strengthening of national strength since research has already been undertaken on the production of their substitutes and since strict restriction has been enforced on their consumption.

 

Conclusions Reached After Study of "The Outline for the Execution of the Empire's National Policy," at the Liaison Conference from 23 to 30 October 1941

1. What is the outlook of the European war situation? (Studied by the Foreign Ministry and the Supreme Command)

Conclusion: At the present time there appears to be little possibility of peace being concluded between Germany and Great Britain, or Germany and the Soviet Union, and, in all probability, the war will become protracted. However, since Germany does desire peace, peace is not impossible, but much will depend on the war situation and the attitude of Great Britain and the Soviet Union.

Explanation: The German forces have already approached the outskirts of Moscow and the Soviet field armies in the European USSR have suffered a severe blow; therefore, the German-Soviet war should end in victory for Germany. However, the Stalin regime, fully aware that capitulation to Germany would lead to the collapse of its administration, will continue passive resistance, depending upon its political power, which has now been consolidated, and upon the resources east of Voltsk, which are regarded as inadequate. It will also depend upon aid from the United States and Great Britain. Therefore, in view of the fact that the German-Soviet war is now assuming the aspects of a racial war, the Soviet will continue to resist.

German leaders state that communism must be overthrown completely and that the present war against the Soviet Union will be meaningless unless the Soviet Union is dealt a fatal blow, rendering it impossible for it to counterattack. It would seem, under these circumstances, that Germany will not make peace with the Soviet Union on lenient terms.

Great Britain's national character is steeped in the tradition and pride of a great nation. In restoring her national defense potential by taking advantage of the German-Soviet war, she will have considerable confidence in her capacity to prosecute a war and will not yield readily to Germany. Consequently, the Anglo-German war is expected to be a long one.

However, Germany having already secured the rich Ukraine, will seize the oil fields in the Caucasus in the near future and will then advance and capture the Near East and Suez. Thus, by controlling the European Continent and establishing an invincible position, Germany will be able to complete the first phase of a new order in Europe. Under the circumstances, it will not be necessary for Germany to further expand its territory or to crush Great Britain.

If Germany launches an invasion of the British homeland, and succeeds in the landing operation, or if its counter-blockade of Great Britain proves effective, it will be a staggering blow to Great Britain, and this, coupled with the decline of the Soviet power, will possibly bring peace to Europe.

German troops may be able to land in Great Britain, but, in view of the great dangers involved, in all probability this will not be attempted until early next spring. Some assert that if Germany succeeds in landing on the British Isles, the British Fleet will flee to the Pacific. In view of the German announcement that it will not assume the responsibility of feeding the British people, it is unthinkable that from a humanitarian point of view, the British Fleet would take such an action, leaving 47 million fellow countrymen to their fate.

 

2. What is the operational outlook of a war against the United States, Great Britain and the Netherlands in its initial stage and in subsequent years?

What military measures would be taken by the United States and Great Britain to utilize unoccupied areas in China? (Studied by the Supreme Command).

Conclusion:

a. Army Operations: Despite foreseeing considerable difficulty in operations-against the southern area in the initial phase, the Japanese Army is fully confident of success. Thereafter, with the maintenance of surface traffic by the Navy, the Army will be able to secure the areas required.

b. Navy Operations: The Japanese Navy is confident of victory in its initial operations and the subsequent interception operations to be executed with the present ratio of the Navy's strength. With the success of the initial operations, Japan will be able to secure strategic areas in the Southwest Pacific and take up positions from which protracted operations can be carried out. Since in operations against the United States it is not possible to carry out decisive military actions to bring the enemy to submission, Japan must be prepared for a long war. Japan's success or failure in such a war will depend on her capacity to maintain adequately her naval strength to cope with the United States expansion of armament. Therefore, the war situation will be determined, in the main, by Japan's total national potential and changes in the international situation.

c. The United States and Great Britain will use unoccupied areas in China mainly for building air bases. In view of the existing situation and the planned disruption of communication by future Japanese southern operations, these bases should prove of little concern to Japan. Also, the enemy's military use of the Chinese coast will not be possible because of the Japanese Navy's dominance of the Southern sea area.

3. Assuming that hostilities are opened in the southern area this fall, what effect would this have on the north? (Studied by the War, Navy and Foreign Ministries, and the Supreme Command)

Conclusion: There is little probability of the Soviet Union taking aggressive action against Japan at the outbreak of war in the southern area, but it is possible that the United States will take, by force, if necessary, Soviet territory in the Far East to be used as military bases. At the same time, the Soviet Union will attempt various maneuvers against Japan, for which Japan should be prepared. There is also a possibility of war between Japan and the Soviet Union, depending upon subsequent conditions.

Explanation: At the present time, the Soviet Union retains only 25 per cent of its munitions industry, having lost the area west of the Volga River. The Red Army in Europe has suffered a severe setback in the German-Soviet war and, in order to reinforce it, the Red Army in the Far East has had to send more than 11 divisions, at least 1,000 tanks and more than 1,200 planes since the spring. Therefore, the over-all fighting power of the Red Army is gradually decreasing and the Army in the Far East has become the last reserve force remaining to the Stalin regime.

If Japan launches its southward advance the Anglo-Soviet Military Alliance would be extended to the Far East, cooperation between the United States and the Soviet would be accelerated and Great Britain and the United States would force the Soviet Union to take the offensive against Japan. It is felt, however, that as long as our Kwantung Army exists, the Soviet Union will not attempt an invasion but rather will seek to keep Japan in check by subversive activities and ideological propaganda, by employing communists in Manchuria and China.

The United States will demand that the Soviet Union execute coordinated operations against Japan from the north and forcibly use part of her territory in the Far East as air or submarine bases to attack Japan. The Soviet Union will find it difficult to reject the United States' demand and probably will engage in operations against Japan with elements of her submarine or air force. Depending upon the situation, this may lead to war between Japan and the Soviet Union [1]. In case the Japanese occupation of the southern area is delayed or the internal conditions of the Soviet Union become more stable, there is a possibility that the Red army in the Far East may gradually assume the offensive.

On 13 April 1941, with the signing of the Japan-Soviet Neutrality Pact, the Soviet Government had agreed to maintain peace and friendly relations and to respect the integrity of Japan; not to conclude any military alliance against Japan and not to grant military bases to any third power in the Far East. However, these guarantees may be regarded as Soviet diplomatic policy to cope with the war against Germany and, if Japan starts her southward advance, the situation may assume an entirely different aspect. It is doubtful that the Soviet Union would adhere to the Japan-Soviet Neutrality Pact should Japan commences her southern operations and withdraw troops from the north.

[….]

 

7. In regard to hostilities against the United States, Great Britain and the Netherlands, what kind and amount of cooperation will Germany and Italy pledge to Japan? (Studied by Foreign, War and Navy Ministries.)

Conclusion: In the event of the outbreak of hostilities between Japan, the United States, Great Britain and the Netherlands, presumably little help can be effected from either Germany or Italy. However, if Japan informs them of her intention to go to war and proposes an operational agreement, she will be able to obtain their promises generally to the following:

a. A declaration of war against the United States.

b. Separate treaties will not be concluded by Japan, Germany or Italy with either the United States and Great Britain, or with Great Britain alone.

c. Germany and Italy will cooperate with Japan by taking positive action in the Near East.

d. Germany and Italy will cooperate in the execution of warfare to destroy commerce.

Explanation: Germany and Italy would be pleased to see the Japanese Empire go to war against the United States, Great Britain and the Netherlands. However, even if Germany and Italy agree to assist Japan, the help will be slight as the sphere of such coordinated operational actions would be relatively small.

The Japanese Empire would require the assurance of Germany and Italy that they would divert the fighting power of the United States to the Atlantic insofar as possible by declaring war against the United States and that they would at no time conclude a separate peace with the United States and/or Great Britain. In view of the present relationship between the United States and Germany and the fact that Chancellor Hitler is planning to take offensive action against Great Britain, it is impossible to believe that Germany and Italy would refuse to give the required assurances.

It is possible to conclude an agreement on such coordinated operational actions as can be carried out within limited assigned tasks. Germany, in all probability, will carry out operations in the Near East in regard to the German-Soviet War. Therefore, it will be possible for Germany to cooperate with Japan by carrying out operations in the Near East simultaneously with Japan's southern area operations. Coordinated action to destroy commerce, mainly in the Pacific and Indian Oceans, will automatically be carried out.

 

8. Is it possible to limit the war to the Netherlands alone or to Great Britain and the Netherlands? (Studied by the Foreign Ministry and Imperial General Headquarters.)

Conclusion: Because of the close relationship between the United States and Great Britain and their interest in the Netherlands, it would be impossible to limit the war to the Netherlands or to Great Britain and the Netherlands.

Explanation: The reasons for the conclusion from the standpoint of political strategy are:

Undoubtedly, an understanding exists between Great Britain, the United States and the Netherlands to stand united in the event of an armed invasion of the southern area by Japan. Although the actions taken by the United States and Great Britain may be somewhat different, depending upon the time and method of armed invasion of the southern area by Japan, the international situation at that time and the domestic situations of tine United States and Great Britain, the limitation of the adversary to the Netherlands, or to Great Britain and Netherlands, would be absolutely impossible. The estimate of the stands to be taken by the United States and Great Britain, based on the present situation, are:

In the event of an armed invasion of the Netherlands East Indies by Japan, Great Britain in view of her economic stand, undoubtedly would resist the Japanese forces and would immediately seek the assistance of the United States. Even though the United States might not actively enter the war immediately, she would resort to feints in order to gain time to reinforce her military strength. Contrary to the steps taken against Germany, the United States will enter a war against Japan as early as possible. The reasons for this are:

a. The United States considers that she has a voice in the southwest Pacific area.

b. The United States needs such raw materials as rubber and tin from this area.

c. Military action by Japan would menace the Philippines.

d. The United States would completely lose her voice in Chinese affairs if she did not enter the Pacific war.

e. United States' public opinion would be much more likely to favor defense of the Pacific than of Europe.

The reasons from the standpoint of operations are:

a. Any attempt to carry out operations against the Netherlands East Indies alone or against the Netherlands and Great Britain without taking into consideration the attitude of the United States, would result in the creation of a situation whereby we would expose our flank to attack from Singapore, Hongkong and the Philippines.

b. Under the present circumstances, it would be extremely difficult to carry out operations against Great Britain and the United States if Japan did not have the initiative. If war against Great Britain and the United States was launched after the commencement of hostilities against the Netherlands, it would be impossible for Japan to retain the initiative in view of the present ratio of military strength between the United States, Great Britain and Japan. The necessity to launch the initial attacks becomes even more urgent when the rapid increase in the military strength of Great Britain and the United States is taken into consideration.

c. It would be impossible to establish a strong strategical position without securing Malaya and the Philippines.

 

9. The following conclusions were arrived at on the assumption that war will break out about March of next year:

a. Advantages and disadvantages from the standpoint of foreign relations. (Studied by Navy, Foreign and War Ministries and Imperial General Headquarters)

Conclusion: In view of the present international position, it would be to Japan's advantage to commence hostilities about March next year.

Explanation:

(1) In Europe, the Soviet troops have received a near fatal blow, and, as a result, the Soviet will be busy regrouping its military strength during this winter and until next spring.. Therefore, it can be estimated that it will be necessary to transfer a considerable number of the Soviet troops stationed in the Far East to Europe. This, together with the increasing internal strife in Soviet Russia, will considerably weaken her strength in the East. With the commencement of hostilities between Japan and the United States, however, Russia will cooperate with the United States.

(2) Whatever situations may develop, there should always be opportunities through diplomatic channels, mainly with the Soviet, to attempt to mediate peace between the Soviet Union and Germany.

(3) Since the winter operations of the German Army are expected to be carried out mainly against Africa, the Near East and Central Asia, Great Britain will be called upon to defend these areas. At the same time, Great Britain must prepare for anticipated landing operations by German. forces against the mainland of Great Britain. In consequence, Britain's position in East Asia will be weakened.

(4) Even if the United States does not enter the war until next March, she can be expected to assume a stronger military position. Therefore, the possibility exists that the United States will meet with difficulties in her domestic administration and be faced with new economic problems as well as being forced to split her military strength between the European and Pacific theaters.

(5) By March of next year Japan will be forced to face new economic situations.

(6) From the military point of view, the delay in the commencement of operations will allow hostile countries to build up their military strength.

(7) Delay will allow the United States, Great Britain, the Netherlands and China to strengthen their economic, political and military unity.

[….]

c. Advantages and disadvantages in military operations. (Studied by Imperial General Headquarters.)

Conclusion: From the operational standpoint, it would place Japan at a great disadvantage to delay the outbreak of war until March of next year and would make aggressive operations absolutely impossible.

Explanation: As time passes, the ratio of military strength between Japan and the United States will be more and more to Japan's disadvantage. This will be especially true in regard to air strength. The United States will continue to strengthen the defense of the Philippines and the relationship between the United States, Great Britain, the Netherlands and China in regard to joint defense will be consolidated. Their defensive strength in the southern area will be built up rapidly.

The total air strength in the Philippines, Malaya and the Netherlands East Indies has been built up a little over 10 per cent in the past two months. If diplomatic relations between these countries and Japan deteriorate, the rate of reinforcement will be stepped up sharply. Five air bases in the Philippines and six in Malaya, now under construction, should be completed early in the new year.

The Army strength in the Philippines and Malaya is being reinforced at the rate of approximately 4,000 men a month.

By spring of next year, Soviet operations in the northern area would be simpler and there is an increasing possibility that Japan will be called upon to fight in the north and south simultaneously.

d. In consideration of the above, when should the war be started? (Studied by the Army, Navy and Foreign Ministries and Imperial General Headquarters.)

Conclusion: In consideration of the above, the time for the commencement of hostilities should be set during early December at the latest.

 

10. Is there any prospect that our minimum demands, decided at the Imperial Conference on 6 September, can be attained in a short period of time by continuing negotiations with the United States. (Studied by the Foreign, War and Navy Ministries and Imperial Headquarters.)

Conclusion: There is no hope of attaining our demands within a short period of time.

Explanation: In view of the previous proposals of the United States authorities, we believe that the United States is attempting to prolong negotiations under the pretext of adjusting diplomatic relations in order to avoid conflict with Japan until her military preparations are completed. At the sane time, the United States doubts that Japan is sincere in her intention to carry out her foreign policy by peaceful means. The United States still stands by the four general principles for peace presented on 3 September 1941 (Monograph 14?) and, in consequence, does not intended to approve diplomatic negotiations until Japanese troops are withdrawn from China and French Indo-China.

Therefore, there appears to be no hope of attaining our demands, as set forth at the Imperial Conference of 6 September, within a short period of time.

 

11. What influence will a war against the United States, Great Britain and the Netherlands exert upon the Chungking regime? (Studied by the Foreign, War and Navy Ministries.)

Commencement of hostilities by Japan against the United States, Great Britain and the Netherlands will strengthen Chiang Kai-Shek's resolution to carry out a protracted war of resistance against Japan, as well as boost the morale of his troops because of the assistance the United States and Great Britain will necessarily accord him.

If such bases as Shanghai and Hongkong, through which help is given to Chiang Kai-shek, were captured; transport by the Burma route were interrupted by the southern advance of the Japanese Armed Forces, and operational results in the southern area were maintained, aid to Chiang Kai-shek by the Chinese residents in the southern area would be cut off. This would aggravate the economic pressure being brought to bear on the Chiang regime as well as affect the actual fighting strength of Chiang's troops. This would, in turn, affect the morale of the leaders of the Chiang regime and vacillating officers would more readily sell their allegiance to the Nanking government, thereby further undermining the strength of Chiang's regime.

 

[1] Japan did not consider Soviet help to the United States in the form of a very small number of submarines and the use of airfields as an overt act of war, but rather as assistance given under pressure because the Soviet Union badly needed United States' aid in Europe.